Skip to main content

MiFID II / MiFIR


The revised Markets in Financial Instruments Directive (“MiFID II”) and the Markets in Financial Instruments Regulation (“MiFIR”) constitute an EU legislative framework that aims to strengthen investor protection and to improve the functioning of financial markets by making them more efficient, resilient and transparent. Julius Baer Group entities established in the European Economic Area (“EEA”) are fully subject to MiFID II, additionally some entities established outside the EEA are also strongly aligned with MiFID II principles. Below you can find key information on the measures established and implemented by those entities with regard to specific MiFID II consumer protection standards.

Bank Julius Baer & Co. Ltd.

Bank Julius Baer Europe S.A.

Bank Julius Baer Europe S.A. makes available separate Top 5 Venue Reports in respect of orders that it received from other offices in the Julius Baer Group.

In respect of client orders placed by Bank Julius Baer Europe S.A.

> Top 5 Venue Report of Bank Julius Baer Luxembourg S.A. (2017)

In respect of orders received from Julius Baer Agencia de Valores S.A.U.

> Top 5 Venue Report of Bank Julius Baer Luxembourg S.A. (2017)

In respect of orders received from Julius Baer Europe S.A. Ireland Branch

> Top 5 Venue Report of Bank Julius Baer Luxembourg S.A. (2017)

In respect of orders received from Julius Baer (Netherlands) B.V.

> Top 5 Venue Report of Bank Julius Baer Luxembourg S.A. (2017)

Please note that Bank Julius Baer Luxembourg S.A. was renamed Bank Julius Baer Europe S.A. and the legal entity in Germany, Bank Julius Baer Europe AG, was renamed Bank Julius Baer Germany Ltd.

Julius Baer Agencia de Valores S.A.U.

Clients of Julius Baer Agencia de Valores S.A.U. have held an account with Bank Julius Baer Europe S.A.

The Top 5 Venue Reports below was created by Bank Julius Baer Europe S.A. for Julius Baer Agencia de Valores S.A.U.

> Top 5 Venue Report of Bank Julius Baer Luxembourg S.A. (2017)

Julius Baer International Limited

The Top 5 Venue Reports below summarise and make public, for each class of financial instruments, the top five executing brokers / execution venues, in terms of trading volumes, to whom Julius Baer International Limited transmitted or placed client orders for execution in the preceding year and information on the quality of execution obtained. Where available, links are also provided to the Top 5 Venue Reports of the respective executing brokers / execution venues.

The Top 5 Venue Reports below are listed according to the name of the entity with which a client of Julius Baer International Limited may have held an account.

For accounts held with Bank Julius Baer & Co. Ltd., Switzerland, and its Guernsey Branch

> Top 5 Venue Report of Julius Baer International Limited (2017)

For accounts held with Bank Julius Baer Europe S.A.

> Top 5 Venue Report of Julius Baer International Limited (2017)

For accounts held with Bank Julius Baer Germany Ltd., Frankfurt

> Top 5 Venue Report of Julius Baer International Limited (2017)

For accounts held with Platform Securities LLP

> Top 5 Venue Report of Julius Baer International Limited (2017)
> Link to the Top 5 Venue page of Platform Securities LLP

Please note that Bank Julius Baer Luxembourg S.A. was renamed Bank Julius Baer Europe S.A. and the legal entity in Germany, Bank Julius Baer Europe AG, was renamed Bank Julius Baer Germany Ltd.

Julius Baer Investment Advisory GesmbH

Julius Baer (Netherlands) B.V.

Clients of Julius Baer (Netherlands) B.V. have held an account with Bank Julius Baer Europe. S.A.

The Top 5 Venue Reports below was created by Bank Julius Baer Europe S.A. for Julius Baer (Netherlands) B.V.

> Top 5 Venue Report of Bank Julius Baer Luxembourg S.A. (2017)

Welcome to Julius Baer

Landing Pages

Julius Baer Services