The revised Markets in Financial Instruments Directive (“MiFID II”) and the Markets in Financial Instruments Regulation (“MiFIR”) constitute an EU legislative framework that aims to strengthen investor protection and to improve the functioning of financial markets by making them more efficient, resilient and transparent. Julius Baer Group entities established in the European Economic Area (“EEA”) are fully subject to MiFID II, additionally some entities established outside the EEA are also strongly aligned with MiFID II principles. Below you can find key information on the measures established and implemented by those entities with regard to specific MiFID II consumer protection standards.

Bank Julius Baer Europe S.A. makes available separate Top 5 Venue Reports in respect of orders that it received from other offices in the Julius Baer Group.

Please note that on 01.12.2018 the assets of Julius Baer International Limited – Ireland Branch were transferred to Bank Julius Baer Europe S.A. Ireland Branch.
Figures as of 01.12.2018 are included in the Bank Julius Baer Europe S.A. report under the above file “Top 5 Venue Report of Bank Julius Baer Europe S.A. in respect of orders received from Julius Baer International Limited – Ireland Branch"

Clients of Julius Baer Agencia de Valores S.A.U. have held an account with Bank Julius Baer Europe S.A.

The Top 5 Venue Reports above summarise and make public, for each class of financial instruments, the top five executing brokers / execution venues, in terms of trading volumes, to whom Julius Baer International Limited transmitted or placed client orders for execution in the preceding year and information on the quality of execution obtained. Where available, links are also provided to the Top 5 Venue Reports of the respective executing brokers / execution venues.

The Top 5 Venue Reports above are listed according to the name of the entity with which a client of Julius Baer International Limited may have held an account.

The Top 5 Venue Report above is listed according to the name of the entity with which a client of Julius Baer Investment Advisory GesmbH may have held an account.