Dubai International Financial Centre, United Arab Emirates

Julius Baer (Middle East) Ltd is authorised and regulated by the Dubai Financial Services Authority (DFSA) to carry on certain financial services under a Category 4 DFSA Licence (No: F000001).

Julius Baer (Middle East) Ltd provides advising and arranging services only to “Professional Clients” and “Market Counterparties”, as defined in the DFSA Conduct of Business Module. 

Banking (e.g. trading and execution) and custody services are provided to Julius Baer (Middle East) Ltd clients by Bank Julius Baer & Co. Ltd and its branches in overseas Booking Centre locations. 

Julius Baer (Middle East) Ltd’s regulatory authorisations can be viewed at https://www.dfsa.ae/public-register/firms.

Julius Baer (Middle East) Ltd is a member of the Julius Baer Group Ltd and is incorporated as a Dubai International Financial Centre limited liability company, under Licence No: CL0002.

https://www.difc.com/business/public-register

The registered office address of Julius Baer (Middle East) Ltd is:

Level 15
ICD Brookfield Place
Dubai International Financial Centre
P.O. Box 504925
Dubai
United Arab Emirates

Phone: +971 (0)4 32 75 551
Fax: +971 (0)4 32 75 550

Complaints

Complaints in relation to the services of Julius Baer (Middle East) Ltd can be made in person at the above address, by telephone or in writing by email to your respective Relationship Manager. Alternatively, complaints can be sent to complaints.dubai@juliusbaer.com. Once received by Julius Baer (Middle East) Limited, your complaint will be responded to in accordance with the provisions of the DFSA Conduct of Business Module.

Islamic Finance

Julius Baer (Middle East) Ltd holds an endorsement from the Dubai Financial Services Authority to operate an “Islamic Window”, in accordance with the DFSA Islamic Finance Rules (“Islamic Finance Rules”) and DIFC Law No.13 of 2004 Regulating Islamic Financial Business. The DFSA Islamic Window permits Julius Baer (Middle East) Ltd to provide Advising and Arranging services in relation to Islamic Finance products that are offered by Bank Julius Baer & Co. Ltd and third party financial institutions.  

Pursuant to the Islamic Finance Rules, Julius Baer (Middle East) Ltd has appointed a Shariah Supervisory Board (“SSB”), acting through Amanie Advisors Ltd. The Members of the Julius Baer (Middle East) Ltd SSB are: (i) Dr Mohamed Ali Elgari (Chairman); (ii) Dr Osama Al Dereai; (iii) Dr Muhammad Amin Ali Qattan; and (iv) Prof. Dr. Abdul Aziz Khalifa Al Qassar. Further details are available to be reviewed at https://amanieadvisors.com/.

Neither Julius Baer (Middle East) Ltd nor Bank Julius Baer & Co. Ltd are / or hold themselves out as Islamic financial institutions.

Crypto Token disclosures

In accordance with the DFSA COB Rule 3A.2.1A, Julius Baer (Middle East) Ltd is required to disclose the fundamental characteristics of the Crypto Tokens in relation to which we offer financial services. To ensure complete transparency for clients proposing to enter into unsolicited transactions, the table below outlines the name, identifier, and the underlying Distributed Ledger Technology (DLT) powering each crypto token that Julius Baer (Middle East) Ltd has assessed to be suitable under GEN 3A.2.1A(2)(a).