The revised Markets in Financial Instruments Directive (“MiFID II”) and the Markets in Financial Instruments Regulation (“MiFIR”) constitute an EU legislative framework that aims to strengthen investor protection and to improve the functioning of financial markets by making them more efficient, resilient and transparent. Julius Baer Group entities established in the European Economic Area (“EEA”) are fully subject to MiFID II, additionally some entities established outside the EEA are also strongly aligned with MiFID II principles. Below you can find key information on the measures established and implemented by those entities with regard to specific MiFID II consumer protection standards.

Bank Julius Baer Europe S.A. makes available separate Top 5 Venue Reports in respect of orders that it received from other offices in the Julius Baer Group.

The Top 5 Venue Report above is listed according to the name of the entity with which a client of Julius Baer Investment Advisory GesmbH may have held an account. Julius Baer Investment Advisory GESMBH, was closed at the end of Q3 2022 thus the top 5 venue report for is shown up to 30.09.2022.